Navigating Complexity.
Delivering Clarity.
Mavrok advises regulated financial entities across Indian capital markets and GIFT City — on SEBI, IFSCA, NSE, and BSE compliance.
Three decades of regulatory expertise, augmented by AI-assisted workflows. Built for institutions where Indian ambition meets global capital.
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30+
Years of combined regulatory experience
6
Regulated entity types advised
2
Jurisdictions — India & GIFT City IFSC
SEBI · IFSCA
Regulatory authority coverage
Built for India's regulated financial community.
From stock brokers navigating inspection cycles to global funds establishing presence in GIFT City — we understand the regulatory demands of every entity we serve.
  • Stock Brokers — SEBI / NSE / BSE regulated broking entities
  • PMS Funds — Portfolio Management Service providers
  • Alternative Investment Funds — Category I, II & III AIFs
  • Investment Advisors — SEBI registered IAs
  • Research Analysts — SEBI registered RAs
  • Global Funds — GIFT City — International funds setting up in IFSC
Comprehensive compliance, end to end.
We handle the full regulatory lifecycle — so your team can focus on running the business.
01
SEBI Compliance & Licensing
Registration, filings, and ongoing compliance for all SEBI-regulated entities.
02
GIFT City & IFSCA Advisory
End-to-end setup, licensing, and structuring for IFSC entities.
03
Inspection & Audit Readiness
Pre-inspection gap analysis, mock audits, and remediation support.
04
Regulatory Filings & Reporting
Periodic reports, exchange filings, and compliance officer support.
05
Cross-border Structuring
FEMA, RBI, ODI/FDI advisory across jurisdictions.
06
Compliance Retainer
Ongoing advisory — your external compliance team on retainer.
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Three decades of expertise. AI-powered delivery.
Our advisors bring over 30 years of combined experience in Indian capital market regulations. We have layered AI-assisted research and workflow tools onto this foundation — so our clients receive faster, more thorough, and consistently current compliance guidance.
  • Regulatory depth since the 1990s — across SEBI, NSE, BSE, and IFSCA frameworks
  • AI-assisted monitoring of regulatory circulars, inspection observations, and compliance updates
  • Technology-enabled workflow management — nothing falls through the cracks
Regulatory intelligence, published monthly.
Our advisors track every SEBI circular, IFSCA notification, and exchange update — and translate them into practical guidance for your entity type.
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The Mavrok Regulatory Digest.
A monthly summary of critical regulatory developments across SEBI, NSE, BSE, IFSCA, and RBI — curated for compliance officers, fund managers, and financial intermediaries.

What we do.

Mavrok provides end-to-end regulatory and compliance advisory for financial intermediaries operating under SEBI, IFSCA, NSE, and BSE frameworks. Every service is delivered with the same standard: rigorous, current, and built for your entity type.

#ServiceDescriptionFor
01SEBI Compliance & LicensingRegistration, licensing, periodic filings, and ongoing compliance advisory for all SEBI-regulated entities — from initial registration to inspection readiness.Brokers · PMS · AIF · IA · RA
02GIFT City & IFSCA AdvisoryEntity setup, fund manager licensing, cross-border structuring, and ongoing regulatory compliance for entities operating within the IFSC framework at GIFT City.Global funds · Indian entities at GIFT City
03Inspection & Audit ReadinessPre-inspection gap analysis, internal mock audits, compliance health checks, and post-inspection remediation support. We prepare you before the regulator arrives.Brokers · PMS · AIF
04Regulatory Filings & ReportingTimely preparation and submission of periodic compliance reports, exchange filings, SEBI disclosures, and IFSCA reporting obligations.All regulated entities
05Cross-border Structuring & RBIFEMA compliance, overseas investment advisory, RBI reporting, and ODI/FDI structuring for Indian entities expanding globally or global funds entering India.Global funds · Indian firms going global
06Compliance Retainer ProgrammeAn ongoing advisory relationship where Mavrok functions as your external compliance team — tracking regulatory changes, filing deadlines, and all regulatory correspondence.All regulated entities

About Mavrok

Built for the institutions where Indian ambition meets global capital.

Mavrok was founded on a single conviction: that financial intermediaries operating in India's regulated markets deserve compliance advisory that matches the complexity of their environment — precise, current, and delivered by people who have spent careers inside this regulatory framework.
We are a specialist advisory firm. We work exclusively with SEBI and IFSCA-regulated entities — stock brokers, PMS funds, AIFs, investment advisors, research analysts, and global funds establishing presence in GIFT City. Our focus is narrow by design. It allows us to go deeper than a generalist firm ever could.

How we work.

PillarHow we deliver
Regulatory depth, not just coverageOur advisors have navigated SEBI, NSE, BSE, and IFSCA frameworks through every major regulatory cycle since the 1990s. That institutional memory is embedded in every engagement.
Technology that works for youWe use AI-assisted workflows to monitor regulatory changes, track inspection observations, and manage compliance calendars — so nothing is missed and response times are faster.
Built for your entity typeWe do not offer generic compliance. Every client engagement is structured around the specific regulatory obligations of your entity — whether you are a broker, a fund, or an international institution entering India.
Clarity as the standardRegulatory complexity does not have to mean confusion. We translate complex obligations into clear actions, structured timelines, and well-documented compliance records.
Three decades of expertise. AI-powered delivery.
The regulatory landscape has grown exponentially in complexity — more circulars, more reporting obligations, more inspection touchpoints. Mavrok has responded by building AI-assisted workflows that sit alongside our advisors — monitoring every SEBI circular, every IFSCA notification, every exchange update — and surfacing only what is relevant to each client's entity type.
  • Real-time monitoring of SEBI, IFSCA, NSE, BSE, and RBI regulatory feeds
  • AI-assisted compliance calendar — deadline alerts, filing status, upcoming obligations
  • Structured knowledge base built on 30 years of regulatory cases and inspection observations
This is not a technology firm. It is a firm where technology makes our expertise work harder for our clients.

Regulatory Insights

Our advisors track every SEBI circular, IFSCA notification, NSE/BSE update, and RBI guideline relevant to regulated financial intermediaries — and publish practical, actionable summaries. No legal jargon. Just clarity.

All SEBI IFSCA / GIFT City NSE / BSE RBI / FEMA
Insights and articles will be published here.

Speak to a Mavrok advisor.

Tell us about your entity and what you need help with. We will respond within one business day.

Send us a message

Full Name
Organisation / Entity Name
Entity Type
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Contact Details

Mumbai
[Address Line 1]
[Address Line 2]
Mumbai — [PIN]
GIFT City
GIFT City
Gandhinagar — 382355
Phone
+91 [number]
Response Time
We respond within one business day.